BIB.ORDER
T-102/9661996B01020009.0001881190727TOrder of the President of the Fifth Chamber (Extended Composition) of the Court of First Instance
3 June 1997(*)
In Case T-102/96,
Gencor Ltd, a company incorporated under South African law, established at Johannesburg (Republic of South Africa), represented by K. P. E. Lasok QC, and D. H. Hall, Solicitor, London, with an address for service in Luxembourg at the Chambers of Marc Loesch, 11 Rue Goethe,
applicant,Commission of the European Communities, represented by R. Lyal, of its Legal Service, acting as Agent, with an address for service in Luxembourg at the office of Carlos Gómez de la Cruz, of its Legal Service, Wagner Centre, Kirchberg,
defendant,APPLICATION for annulment of the Commission decision of 24 April 1996 declaring a concentration to be incompatible with the common market and the functioning of the Agreement on the European Economic Area (Case No IV/M.619 — Gencor/Lonrho), adopted pursuant to Article 8(3) of Council Regulation (EEC) No 4064/89 of 21 December 1989 on the control of concentrations between undertakings (OJ 1989 L 395, p. 1),
THE PRESIDENT OF THE FIFTH CHAMBER (EXTENDED COMPOSITION) OF THE COURT OF FIRST INSTANCE OF THE EUROPEAN COMMUNITIES
makes the following
Order
The applications for leave to intervene
The requests for confidential treatment
Subject-matter of the requests and observations of the defendant
- (1)Data appearing in the application:
- —
paragraph 2.3: delete the date appearing in the second sentence, the last two sentences, footnote 4 (last sentence) and footnote 5 (information relating to the final date for fulfilment of the conditions to which the merger agreement was subject, the negotiations regarding a possible extension of that date, and the fact that a complete copy of the purchase agreement has been lodged at the Registry of the Court of First Instance);
- —
paragraph 2.9: delete part of the last sentence, from ‘... the day-to-day management’ to the end of that sentence (information relating to the day-today management of Eastplats and Westplats (‘LPD’), the agreement known as ‘the Principals'Agreement’ and the applicant's assessment of its effect on those two companies);
- —
paragraph 2.12: delete all market share figures set out in Table 3 other than the grand total; those figures were deleted from the public version of the decision (platinum and rhodium market shares held by the parties to the merger and their competitors at world level);
- —
paragraph 2.13: delete the two figures in the last sentence (combined platinum and rhodium market shares held by the parties to the merger at Community level);
- —
paragraph 2.14: delete the two figures in the second sentence (volumes of platinum sold by the parties to the merger in the Community and the European Economic Area);
- —
paragraph 2.15: delete, in the last sentence, the reference to the place of incorporation of Lonrho's marketing subsidiary;
- —
paragraph 4.10: delete, in the fifth line, the reference to the place of incorporation of Lonrho's marketing subsidiary;
- —
paragraph 4.28: delete the two figures in the second sentence (combined platinum and rhodium market shares held by the parties to the merger at Community level);
- —
paragraph 7.4: delete the figures in the first sentence (platinum market shares held by Gencor and Lonrho at world level, as used by the Commission) and the second sentence (platinum market shares held by the parties to the merger at Community level);
- —
paragraph 8.2: delete the figure in respect of the commitment to increase platinum output offered by the parties during the administrative procedure with regard to certain mine shafts; that information has been deleted from the public version of the contested decision (paragraph 215);
- —
paragraph 8.5: delete the figures relating to current output at other mine shafts and the commitment to develop the capacity of certain mine shafts; that information has been deleted from the public version of the contested decision;
- —
paragraph 8.11: delete from the penultimate sentence, to the end of that sentence, the passage following the words ‘failing to mention that’ (statement of Lonrho's position in relation to the expert's report on which the Commission based its rejection of the commitment offered by that company and Gencor in the course of the administrative procedure);
- —
- (2)Data appearing in the annexes to the application:
- (a)Annex 1 : substitute the non-confidential version of the contested decision for the confidential version;
- (b)Annex 3: delete the extract from the purchase agreement concerning the conditions to which that agreement was subject;
- (c)Annex 4: delete the letter of 21 May 1996 from Lonrho Pic concerning the extension of the deadline for fulfilment of the conditions to which the merger agreement was subject;
- (d)Annex 6:
- —
paragraph 6.1.7: in the last sentence, delete the figure relating to the margin of error in the calculation of demand for platinum group metals (‘PGMs’) in the Community;
- —
paragraph 6.1.8: delete all the figures in the table (estimated shares of the PGMs market held by Gencor and Lonrho at Community level);
- —
paragraph 6.1.9: delete all the figures in the table (volumes of PGMs sold by Gencor and Lonrho in the Community, broken down into ‘contract sales’ and ‘spot sales’);
- —
paragraph 6.1.10: delete all figures and the whole of the fourth sentence (sales volumes in the Community in 1995 and comparison with other years);
- —
6.1.11: delete the final word and figure appearing in the first sentence, the whole of the second sentence, the wording preceding the word ‘for’ and the two figures in the fourth sentence (share of the palladium market held by the parties to the merger at Community level and future developments in respect of that share);
- —
- (e)Annex 7:
- —
paragraph 7.1: delete all the figures in the tables (total sales of platinum — in terms of value and volume — in the Community);
- —
paragraph 7.2: delete all the figures in the tables (sales of platinum — in terms of value and volume — effected by Gencor and Lonrho in the Community);
- —
paragraph 7.3.2: delete the figures relating to the market shares of Amplats and Almaz (shares of the PGMs market held by Amplats and Almaz, the main competitors of Gencor and Lonrho, in the Community);
- —
- (f)Annex 8: delete the entire extract (discussion concerning LPD's commercial strategy in relation to its possible future expansion);
- (g)Annex 9: delete the whole of this annex, consisting of an economic report by National Economic Research Associates (‘NERA’) on the merger and on the Commission's statement of objections; the thrust of that report is summarized in the public version of the decision (paragraphs 193 to 199);
- (h)Annex 13: in the final paragraph of the passage headed ‘Paragraphs 117-126’, delete the whole of the text following the word ‘that’ in the first line (forecasts by Implats/Gencor and an expert concerning platinum market trends);
- (3)Data appearing in the defence:
- —
paragraph 12: delete the figures relating to the shares of the PGMs market held by Implats and LPD at world level;
- —
paragraph 14: delete, in the first line, the figure relating to the share of the world platinum market held by Russian mines and, in the fifth and sixth sentences, the reference to the source of that information;
- —
paragraph 15: in the penultimate line, delete the figure in respect of the shares of the platinum market held by Implats and LPD at world level;
- —
paragraph 18: in the third line, delete the figure relating to the level of output which the parties were willing to maintain pursuant to the commitment offered to the Commission;
- —
paragraph 21: delete the dates for fulfilment of the conditions to which the merger agreement was subject;
- —
paragraph 22: at the end of the final sentence, delete the date for fulfilment of the conditions to which the merger agreement was subject;
- —
paragraph 60: delete the two figures appearing in the third and last sentences respectively and all the figures in footnote 4 (combined market shares which the parties to the merger would have held at world level if it had taken place, and short-term forecast by the Commission of changes in those shares);
- —
paragraph 80: in the second sentence, second line, delete the name of the mine to be developed pursuant to the commitment offered to the Commission (deleted from the public version of the decision, paragraph 215);
- —
paragraph 81: in the penultimate line, delete the name of the mine to be developed pursuant to the commitment offered to the Commission.
- —
- (1)Data appearing in the application:
- —
in paragraph 2.3 and Annexes 3 and 4;
- —
in paragraph 2.9;
- —
in paragraphs 2.12, 2.13, 2.14, 4.28 and 7.4, and paragraphs 6.1.8, 6.1.10 and 6.1.11 of Annex 6; the information in question is indeed of a confidential nature and should be replaced by approximate ranges, as in the public version of the decision (the Commission nevertheless questions whether sales figures of a purely historical nature should be treated as confidential);
- —
in paragraph 8.11;
- —
in Annexes 3, 4 and 6;
- —
in Annex 7 (publicly available or aggregated data);
- —
in Annex 9, apart from the data contained in figure 3.1, in footnote 8, in figure 3.2 and in table 3.1, which should be replaced by approximate ranges, and the commercial details in paragraph 3.2.1;
- —
in Annex 13;
- —
- (2)Data appearing in the defence:
- —
Gencor's market share and sales volume figures, given in paragraphs 12, 14 and 60 (only the first figure in the latter paragraph): those data, which are indeed of a confidential nature, should be replaced by approximate ranges, as in the public version of the decision;
- —
the figure appearing in the first line of paragraph 14 (publicly available data);
- —
the figure in paragraph 15, which merely constitutes an assessment by the Commission of the market shares of the parties to the merger in the near future should the merger take place;
- —
the dates referred to in paragraphs 21 and 22;
- —
the figures in paragraph 60 (to which the same remarks apply as in the case of paragraph 15 — see above).
- —
Findings of the President
‘If the President allows the intervention, the intervener shall receive a copy of every document served on the parties. The President may, however, on application by one of the parties, omit secret or confidential documents.’
- —
footnote 8 (information concerning the Implats mine);
- —
figure 3.2 (market share figures);
- —
table 3.1 (data concerning turnover and market shares — subject to the insertion of approximate ranges);
- —
certain commercial information in paragraph 3.2.1, to be specified by the applicant.
On those grounds,
THE PRESIDENT OF THE FIFTH CHAMBER (EXTENDED COMPOSITION) OF THE COURT OF FIRST INSTANCE
hereby orders:
- 1.The Federal Republic of Germany and the United Kingdom of Great Britain and Northern Ireland are granted leave to intervene in support of the form of order sought by the defendant.
- 2.The request for confidential treatment as against the interveners is allowed as regards the following data:
- —
the purchase agreement lodged at the Registry of the Court of First Instance, apart from the clauses contained in Annex 3 to the application;
- —
the figures contained in:
- —
paragraphs 2.12, 2.13, 2.14, 4.28 and 7.4 of the application;
- —
paragraphs 6.1.7, 6.1.8, 6.1.9, 6.1.10 and 6.1.11 of Annex 6 to the application;
- —
paragraphs 12, 14 (apart from the figure relating to Almaz) and 60 (apart from the figure mentioned in the last sentence) of the defence;
- —
paragraph 7.2 of Annex 7 to the application;
- —
- —
in Annex 9 to the application (NERA report), the business information and figures contained in the following:
- —
footnote 8;
- —
figure 3.2;
- —
table 3.1;
- —
paragraph 3.2.1 (confidential data to be specified by the applicant);
- —
Annex 8 to the application;
- —
the place of incorporation of Lonrho's marketing subsidiary, referred to in paragraphs 2.15 and 4.10 of the application;
- —
the figures and the name of the mine appearing in paragraphs 8.2 and 8.5 of the application and paragraph 18 of the defence;
- —
the name of the mine appearing in paragraphs 80 and 81 of the defence.
- —
- 3.As regards the NERA report (Annex 9 to the application), the applicant is requested to indicate to the Court whether it accepts the Commission's proposal, stating the commercial data contained in paragraph 3.2.1 of the report in respect of which it requests confidential treatment, or whether it wishes to request confidential treatment for other detailed data. In the latter case, it shall provide a non-confidential version of the report, duly supported by a statement of reasons.
In addition, the applicant shall state whether or not it regards the data contained in figure 3.1 of the NERA report, relating to the costs of the operation of individual platinum mines by South African producers, as confidential in nature.
- 4.The applicant shall provide a non-confidential version of those parts of the file which contain figures regarded above as confidential, including therein, where indicated by this order, approximate ranges instead of the figures in question.
- 5.The confidential version of the Commission's decision (Annex 1 to the application) shall be replaced by the non-confidential version thereof.
- 6.The Registrar shall serve on the interveners a non-confidential version of every document served on the parties.
- 7.A period shall be prescribed within which the interveners are to state in writing the pleas relied on in support of the form of order which they seek.
- 8.The costs are reserved.